Personnel Hong Kong SFC License Details (ID 115796)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2019-01-28	2020-10-21
	Rep	Dealing in securities	2019-01-28	2020-10-21
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2005-06-10	2010-10-23
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-06-10	2010-10-23
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2005-04-27	2010-10-23