Personnel Hong Kong SFC License Details (ID 115799)

Personnel Hong Kong SFC License Details (ID 115799)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2008-06-24	2008-12-15
	Rep	Advising on securities	2008-06-24	2008-12-15
	Rep	Dealing in futures contracts	2008-06-05	2008-12-15
	Rep	Dealing in securities	2008-06-05	2008-12-15
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2007-06-14	2008-12-15
	Rep	Dealing in securities	2007-06-14	2008-12-15
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2005-04-23	2007-05-17
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2005-04-23	2007-05-17