Personnel Hong Kong SFC License Details (ID 115841)

Personnel Hong Kong SFC License Details (ID 115841)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2016-01-22	2019-02-06
Mirae Asset Securities (HK) Limited	Rep	Advising on securities	2010-02-22	2010-10-08
CLSA RESEARCH LIMITED	Rep	Advising on securities	2010-01-04	2010-02-12
MF Securities Hong Kong Limited	Rep	Advising on securities	2008-07-03	2009-11-30
BEAR STEARNS ASIA LIMITED	Rep	Advising on securities	2007-06-11	2008-05-30
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2005-04-28	2005-11-12