Personnel Hong Kong SFC License Details (ID 115848)

Personnel Hong Kong SFC License Details (ID 115848)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK ASSET MANAGEMENT (HK) LIMITED	RO	Advising on securities	2020-06-05	-
	RO	Asset management	2019-12-05	-
LUK FOOK SECURITIES (HK) LIMITED	RO	Advising on securities	2019-12-05	2024-01-15
LUK FOOK ASSET MANAGEMENT (HK) LIMITED	Rep	Asset management	2019-11-20	2019-12-05
LUK FOOK SECURITIES (HK) LIMITED	Rep	Advising on securities	2019-11-20	2019-12-05
	Rep	Dealing in securities	2019-11-20	2024-01-15
Golden K2 Securities Limited	Rep	Dealing in securities	2018-07-03	2019-10-31
Maxcess Capital Limited	RO	Advising on securities	2017-03-09	2019-10-31
	RO	Asset management	2017-03-09	2019-10-31
	Rep	Advising on securities	2017-02-16	2017-03-09
	Rep	Asset management	2017-02-16	2017-03-09
BOA Global Asset Management Limited	RO	Advising on securities	2016-07-13	2017-01-31
	RO	Asset management	2016-07-13	2017-01-31
Changjiang Asset Management (HK) Limited	Rep	Advising on securities	2014-05-02	2015-07-03
	Rep	Asset management	2014-05-02	2015-07-03
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-08-19	2011-02-18
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2008-06-19	2010-06-19
SINOPAC SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2007-10-04	2008-03-19
	Rep	Dealing in securities	2005-04-28	2007-10-04