Personnel Hong Kong SFC License Details (ID 115857)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MAP Partners Limited	RO	Advising on securities	2019-11-05	-
	RO	Asset management	2019-11-05	-
EFG Asset Management (HK) Limited	RO	Advising on securities	2013-05-16	2019-07-07
	RO	Asset management	2013-05-16	2019-07-07
	RO	Dealing in securities	2013-05-16	2019-07-07
Legg Mason Asset Management Hong Kong Limited	RO	Advising on securities	2008-09-08	2011-08-16
	RO	Asset management	2008-09-08	2011-08-16
	RO	Dealing in securities	2008-09-08	2011-08-16
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	RO	Advising on securities	2008-09-08	2011-08-16
	RO	Asset management	2008-09-08	2011-08-16
	RO	Dealing in securities	2008-09-08	2011-08-16
Legg Mason Asset Management Hong Kong Limited	Rep	Advising on securities	2008-06-03	2008-09-08
	Rep	Asset management	2008-06-03	2008-09-08
	Rep	Dealing in securities	2008-06-03	2008-09-08
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	Advising on securities	2008-06-03	2008-09-08
	Rep	Asset management	2008-06-03	2008-09-08
	Rep	Dealing in securities	2008-06-03	2008-09-08
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2007-04-20	2008-04-11
	Rep	Asset management	2007-04-20	2008-04-11
	Rep	Dealing in securities	2007-04-20	2008-04-11
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2005-05-03	2007-03-15
	Rep	Asset management	2005-05-03	2007-03-15
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2005-05-03	2007-03-15