Personnel Hong Kong SFC License Details (ID 115859)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2013-05-23	2014-05-29
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2013-05-23	2014-05-29
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-03-02	2011-01-03
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2005-09-20	2007-02-23
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2005-05-03	2007-02-23