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Roddy, Nicole Elizabeth Hong Kong SFC License Details (ID 11589899)
Roddy, Nicole Elizabeth
SFC ID:
BJT517
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
HARBOURVEST PARTNERS (ASIA) LIMITED
Rep
Dealing in securities
2020-06-01
2022-09-09
PROBITAS HONG KONG LIMITED
Rep
Advising on securities
2017-06-15
2020-01-20
Rep
Dealing in securities
2017-06-15
2020-01-20