Personnel Hong Kong SFC License Details (ID 115993)

Personnel Hong Kong SFC License Details (ID 115993)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORI Capital Limited	Rep	Asset management	2022-02-04	2023-12-29
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on futures contracts	2016-05-31	2016-12-23
	Rep	Advising on securities	2016-05-31	2016-12-23
	Rep	Dealing in securities	2016-05-31	2016-12-23
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2009-09-10	2010-07-16
	Rep	Asset management	2009-09-10	2010-07-16
VALUE PARTNERS LIMITED	Rep	Advising on securities	2009-02-19	2010-07-16
	Rep	Asset management	2009-02-19	2010-07-16
	Rep	Dealing in securities	2009-02-19	2010-07-16
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	RO	Advising on securities	2008-11-07	2009-09-10
	RO	Asset management	2008-11-07	2009-09-10
Sensible Asset Management Limited	RO	Advising on securities	2008-03-14	2010-07-16
	RO	Asset management	2008-03-14	2010-07-16
	Rep	Advising on securities	2007-07-03	2008-03-14
	Rep	Asset management	2007-07-03	2008-03-14
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2007-05-21	2007-06-22
	Rep	Advising on securities	2005-05-25	2007-06-22
	Rep	Asset management	2005-05-25	2007-06-22
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2005-05-25	2007-06-22