Personnel Hong Kong SFC License Details (ID 11603408)

Personnel Hong Kong SFC License Details (ID 11603408)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2017-10-12	2021-08-19
	Rep	Advising on securities	2017-10-12	2021-08-19
	Rep	Dealing in securities	2017-10-12	2021-08-19
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2017-10-12	2021-08-19
	Rep	Advising on securities	2017-10-12	2021-08-19
	Rep	Dealing in securities	2017-10-12	2021-08-19
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2017-06-16	2017-06-26
	Rep	Advising on securities	2017-06-16	2017-06-26
	Rep	Dealing in securities	2017-06-16	2017-06-26
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2017-06-16	2017-06-26
	Rep	Advising on securities	2017-06-16	2017-06-26
	Rep	Dealing in securities	2017-06-16	2017-06-26