Bradshaw, Stephanie 李婉青

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-04	2010-05-04
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-10-12	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-10-12	2010-05-04
	Rep	Dealing in securities	2009-10-12	2010-05-04
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-10-12	2010-05-04
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2009-05-12	2010-05-04
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-12-10	2009-05-05
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-12-10	2009-05-05
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2009-05-05
	Rep	Dealing in securities	2008-10-10	2009-05-05
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2008-01-22	2008-09-29
	Rep	Dealing in securities	2008-01-22	2008-09-29
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2005-06-10	2007-12-22
	Rep	Dealing in securities	2005-06-10	2007-12-22

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-04	2010-05-04
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-10-12	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-10-12	2010-05-04
	Rep	Dealing in securities	2009-10-12	2010-05-04
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-10-12	2010-05-04
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2009-05-12	2010-05-04
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-12-10	2009-05-05
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-12-10	2009-05-05
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2009-05-05
	Rep	Dealing in securities	2008-10-10	2009-05-05
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2008-01-22	2008-09-29
	Rep	Dealing in securities	2008-01-22	2008-09-29
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2005-06-10	2007-12-22
	Rep	Dealing in securities	2005-06-10	2007-12-22