Personnel Hong Kong SFC License Details (ID 116140)

Personnel Hong Kong SFC License Details (ID 116140)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2009-10-19	2010-02-13
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-10-19	2010-02-13
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-02-03	2009-10-10
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-02-03	2009-10-10
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2005-06-17	2009-10-10
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-06-17	2009-10-10