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Personnel Hong Kong SFC License Details (ID 116155)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED
Rep
personnel.sfcLicenses.activities.13
2024-10-02
2024-11-30
PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED
Rep
Advising on securities
2005-06-15
2006-05-16