Personnel Hong Kong SFC License Details (ID 116161)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Polymer Capital Management (HK) Limited	Rep	Asset management	2021-06-02	-
ExodusPoint Capital Management Hong Kong, Limited	RO	Asset management	2019-12-12	2020-11-03
HAMON ASIAN ADVISORS LIMITED	RO	Advising on securities	2016-06-24	2019-07-12
	RO	Asset management	2016-06-24	2019-07-12
HAMON ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2016-06-24	2019-07-12
	RO	Advising on securities	2016-06-24	2019-07-12
	RO	Asset management	2016-06-24	2019-07-12
PFP Capital Limited	RO	Advising on futures contracts	2016-06-24	2019-07-12
	RO	Advising on securities	2016-06-24	2019-07-12
	RO	Asset management	2016-06-24	2019-07-12
HAMON ASIAN ADVISORS LIMITED	Rep	Advising on securities	2016-03-21	2016-06-24
	Rep	Asset management	2016-03-21	2016-06-24
HAMON ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2016-03-21	2016-06-24
	Rep	Advising on securities	2016-03-21	2016-06-24
	Rep	Asset management	2016-03-21	2016-06-24
PFP Capital Limited	Rep	Advising on futures contracts	2016-03-21	2016-06-24
	Rep	Advising on securities	2016-03-21	2016-06-24
	Rep	Asset management	2016-03-21	2016-06-24
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-02-21	2015-08-21
	Rep	Dealing in securities	2014-02-21	2015-08-21
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Asset management	2007-04-24	2008-10-12
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2007-04-11	2007-04-11
DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-04-11	2007-04-11
Central Asset Investments and Management Holdings (HK) Limited	Rep	Asset management	2005-08-08	2007-03-31