Personnel Hong Kong SFC License Details (ID 116168)

Personnel Hong Kong SFC License Details (ID 116168)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pacific Aegis Capital Management (IM) Limited	Rep	Asset management	2026-04-27	2026-09-01
CBRE Capital Advisors Asia Pacific Limited	RO	Advising on securities	2024-08-07	2026-02-11
	RO	Dealing in securities	2024-08-07	2026-02-11
	Rep	Advising on securities	2024-05-27	2024-08-07
	Rep	Dealing in securities	2024-05-27	2024-08-07
MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED	Rep	Dealing in securities	2017-08-11	2018-09-04
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2015-04-29	2017-08-10
Macquarie Capital Funds (Asia) Limited	RO	Advising on securities	2009-07-21	2010-03-31
	RO	Asset management	2009-07-21	2010-03-31
MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED	RO	Advising on securities	2007-03-22	2009-08-10
	RO	Asset management	2007-03-22	2009-08-10
	Rep	Advising on securities	2005-06-16	2007-03-22
	Rep	Asset management	2005-06-16	2007-03-22