Personnel Hong Kong SFC License Details (ID 116177)

Personnel Hong Kong SFC License Details (ID 116177)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EJL Limited	RO	Asset management	2017-01-26	-
Alpha Nova Capital Management Limited	RO	Advising on securities	2012-04-03	2016-07-31
	RO	Asset management	2012-04-03	2016-07-31
MIZUHO SECURITIES ASIA LIMITED	Rep	Asset management	2007-04-27	2009-02-27
	Rep	Advising on securities	2007-03-12	2009-02-27
CC Finance Limited	Rep	Advising on securities	2006-05-26	2007-03-01
Vision Capital Investment Management Limited	Rep	Asset management	2005-06-24	2006-02-15
	Rep	Dealing in securities	2005-06-24	2006-02-15