Personnel Hong Kong SFC License Details (ID 116189)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	RO	Advising on futures contracts	2008-08-21	2010-11-09
	RO	Dealing in futures contracts	2008-07-04	2010-11-09
	RO	Advising on securities	2007-12-21	2010-11-09
	RO	Dealing in securities	2007-12-21	2010-11-09
BOCOM International Holdings Company Limited	RO	Dealing in securities	2005-08-22	2007-10-25