Tsang, Wing Yiu 曾榮耀

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Portwell Securities Limited	RO	Advising on securities	2025-02-06	-
	RO	Asset management	2025-02-06	-
	RO	Dealing in securities	2025-02-06	-
CG PARTNERS CAPITAL LIMITED	RO	Advising on securities	2024-09-10	2024-11-30
	RO	Asset management	2024-09-10	2024-11-30
Expedition Securities Limited	RO	Advising on securities	2023-12-20	2024-08-30
	RO	Asset management	2023-12-20	2024-08-30
	RO	Dealing in securities	2023-12-20	2024-08-30
WinSmart Investment Management Limited	RO	Asset management	2021-05-12	2023-12-07
JS CRESVALE CAPITAL LIMITED	RO	Dealing in securities	2015-07-07	2020-05-31
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	RO	Advising on securities	2015-07-07	2020-05-31
	RO	Dealing in securities	2015-07-07	2020-05-31
SINO WEALTH SECURITIES LIMITED	RO	Dealing in securities	2012-03-05	2014-08-14
WILSON SECURITIES LIMITED	RO	Advising on securities	2010-02-25	2011-03-25
	RO	Dealing in securities	2010-02-25	2011-03-25
Hafoo Securities Limited	RO	Dealing in securities	2009-12-09	2011-03-25
ORIENTAL WEALTH SECURITIES LIMITED	Rep	Dealing in securities	2009-08-24	2009-09-09
ORIENTAL WEALTH FUTURES LIMITED	Rep	Dealing in futures contracts	2009-08-11	2009-09-09
ORIENTAL WEALTH SECURITIES LIMITED	RO	Dealing in securities	2008-09-05	2009-08-24
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2008-06-13	2008-08-28
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-06-25	2008-04-19
Asia Pacific Securities Limited	Rep	Dealing in securities	2006-09-11	2007-03-31
GT CAPITAL LIMITED	Rep	Asset management	2006-07-25	2006-08-31
	Rep	Dealing in securities	2006-03-29	2006-08-31
Quam Securities Limited	Rep	Advising on securities	2005-08-12	2006-01-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.