| Portwell Securities Limited | RO | Advising on securities | 2025-02-06 | - |
| RO | Asset management | 2025-02-06 | - |
| RO | Dealing in securities | 2025-02-06 | - |
| CG PARTNERS CAPITAL LIMITED | RO | Advising on securities | 2024-09-10 | 2024-11-30 |
| RO | Asset management | 2024-09-10 | 2024-11-30 |
| Expedition Securities Limited | RO | Advising on securities | 2023-12-20 | 2024-08-30 |
| RO | Asset management | 2023-12-20 | 2024-08-30 |
| RO | Dealing in securities | 2023-12-20 | 2024-08-30 |
| WinSmart Investment Management Limited | RO | Asset management | 2021-05-12 | 2023-12-07 |
| JS CRESVALE CAPITAL LIMITED | RO | Dealing in securities | 2015-07-07 | 2020-05-31 |
| JS CRESVALE SECURITIES INTERNATIONAL LIMITED | RO | Advising on securities | 2015-07-07 | 2020-05-31 |
| RO | Dealing in securities | 2015-07-07 | 2020-05-31 |
| SINO WEALTH SECURITIES LIMITED | RO | Dealing in securities | 2012-03-05 | 2014-08-14 |
| WILSON SECURITIES LIMITED | RO | Advising on securities | 2010-02-25 | 2011-03-25 |
| RO | Dealing in securities | 2010-02-25 | 2011-03-25 |
| Hafoo Securities Limited | RO | Dealing in securities | 2009-12-09 | 2011-03-25 |
| ORIENTAL WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-24 | 2009-09-09 |
| ORIENTAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-11 | 2009-09-09 |
| ORIENTAL WEALTH SECURITIES LIMITED | RO | Dealing in securities | 2008-09-05 | 2009-08-24 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2008-06-13 | 2008-08-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-06-25 | 2008-04-19 |
| Asia Pacific Securities Limited | Rep | Dealing in securities | 2006-09-11 | 2007-03-31 |
| GT CAPITAL LIMITED | Rep | Asset management | 2006-07-25 | 2006-08-31 |
| Rep | Dealing in securities | 2006-03-29 | 2006-08-31 |
| Quam Securities Limited | Rep | Advising on securities | 2005-08-12 | 2006-01-06 |