Personnel Hong Kong SFC License Details (ID 116195)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Broadway Wealth Management Limited	Rep	Advising on securities	2008-09-03	2009-03-17
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Advising on securities	2007-04-04	2008-08-12
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2005-07-20	2006-10-31