Personnel Hong Kong SFC License Details (ID 116233)

Personnel Hong Kong SFC License Details (ID 116233)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MF Global Hong Kong Limited	Rep	Dealing in futures contracts	2009-11-13	2011-01-31
Macquarie Asia Securities Limited	RO	Dealing in futures contracts	2008-07-08	2009-03-06
	Rep	Dealing in futures contracts	2008-03-10	2008-07-08
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2008-03-10	2009-03-06
MF Global Hong Kong Limited	RO	Advising on futures contracts	2005-08-26	2007-04-25
	RO	Dealing in futures contracts	2005-08-26	2007-04-25
MF Global Securities HK Limited	RO	Advising on securities	2005-08-26	2007-04-25
	RO	Dealing in securities	2005-08-26	2007-04-25