Personnel SFC Licences and HKMA Registrations (ID 116248)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZhongYi Investment Managers Limited	RO	Advising on securities	2021-03-03	-
	RO	Asset management	2018-05-16	-
Greenfield Asset Management Limited	RO	Asset management	2007-08-16	2018-05-15
	RO	Advising on securities	2005-11-11	2018-05-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.