| Hong Kong Virtual Asset Exchange Limited | RO | Providing automated trading services | 2024-10-03 | - |
| RO | Dealing in securities | 2024-10-03 | - |
| CITIC Futures International Company Limited | Rep | Dealing in futures contracts | 2015-11-30 | 2017-08-31 |
| Renaissance Capital (Hong Kong) Limited | Rep | Advising on securities | 2011-05-19 | 2011-09-26 |
| Rep | Dealing in securities | 2011-05-19 | 2011-09-26 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-09-29 | 2009-12-14 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2008-09-29 | 2009-07-31 |
| Rep | Dealing in futures contracts | 2008-09-29 | 2009-07-31 |
| Rep | Dealing in securities | 2008-09-29 | 2009-07-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-09-29 | 2009-12-14 |
| Rep | Dealing in securities | 2008-09-29 | 2009-12-14 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2005-08-02 | 2008-05-22 |
| Rep | Dealing in securities | 2005-08-02 | 2008-05-22 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2005-08-02 | 2008-05-22 |
| Rep | Dealing in futures contracts | 2005-08-02 | 2008-05-22 |