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Lau, Alice Wai Yan 柳蕙恩 Hong Kong SFC License Details (ID 116253)
Lau, Alice Wai Yan 柳蕙恩
SFC ID:
AME575
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SBI China Capital Commodities Limited
Rep
Dealing in futures contracts
2005-07-04
2006-10-09
SBI China Capital Securities Limited
Rep
Dealing in securities
2005-07-04
2006-10-09