Ng, Kwong Man 吳光民

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2025-07-10	-
	Rep	Dealing in securities	2025-07-10	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2017-05-29	2023-01-31
	Rep	Dealing in securities	2017-05-29	2023-01-31
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2017-05-29	2019-04-08
	Rep	Dealing in securities	2017-05-29	2023-01-31
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-05	2009-03-31
	Rep	Dealing in futures contracts	2008-11-05	2009-03-31
	Rep	Dealing in securities	2008-05-16	2009-03-31
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2008-05-16	2008-11-24
	Rep	Dealing in futures contracts	2008-05-16	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2008-05-16	2009-03-31
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2005-07-04	2008-03-15
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2005-07-04	2008-03-15
	Rep	Dealing in securities	2005-07-04	2008-03-15
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2005-07-04	2008-03-15

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2025-07-10	-
	Rep	Dealing in securities	2025-07-10	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2017-05-29	2023-01-31
	Rep	Dealing in securities	2017-05-29	2023-01-31
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2017-05-29	2019-04-08
	Rep	Dealing in securities	2017-05-29	2023-01-31
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-05	2009-03-31
	Rep	Dealing in futures contracts	2008-11-05	2009-03-31
	Rep	Dealing in securities	2008-05-16	2009-03-31
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2008-05-16	2008-11-24
	Rep	Dealing in futures contracts	2008-05-16	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2008-05-16	2009-03-31
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2005-07-04	2008-03-15
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2005-07-04	2008-03-15
	Rep	Dealing in securities	2005-07-04	2008-03-15
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2005-07-04	2008-03-15