Personnel Hong Kong SFC License Details (ID 116268)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2008-06-11	2009-01-01
	Rep	Dealing in securities	2008-06-11	2009-01-01
CYPRESS INTERNATIONAL INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2007-04-03	2007-10-31
Quam Securities Limited	Rep	Advising on securities	2005-06-29	2007-02-28