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Davies, Charles Simon Hartley Hong Kong SFC License Details (ID 116288)
Davies, Charles Simon Hartley
SFC ID:
AME969
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
TP ICAP MARKETS (HONG KONG) LIMITED
RO
Dealing in futures contracts
2005-10-06
2008-06-10
RO
Dealing in securities
2005-10-06
2008-06-10