Personnel Hong Kong SFC License Details (ID 116291)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	RO	Advising on corporate finance	2019-02-21	-
	RO	Dealing in securities	2019-02-21	-
	Rep	Advising on corporate finance	2018-10-15	2019-02-21
	Rep	Dealing in securities	2018-10-15	2019-02-21
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2015-12-11	2018-07-03
	RO	Advising on securities	2015-12-11	2018-07-03
	RO	Dealing in securities	2015-12-11	2018-07-03
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2015-12-11	2018-07-03
	RO	Advising on securities	2015-12-11	2018-07-03
	RO	Dealing in securities	2015-12-11	2018-07-03
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2014-04-07	2015-12-11
	Rep	Advising on securities	2014-04-07	2015-12-11
	Rep	Dealing in securities	2014-04-07	2015-12-11
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2014-04-07	2015-12-11
	Rep	Advising on securities	2014-04-07	2015-12-11
	Rep	Dealing in securities	2014-04-07	2015-12-11
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-06-07	2013-09-25
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2005-07-06	2008-12-10
	Rep	Advising on securities	2005-07-06	2008-12-10
	Rep	Dealing in securities	2005-07-06	2008-12-10