| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Crosby Securities Limited | RO | Advising on securities | 2025-12-24 | - |
| RO | Asset management | 2025-12-24 | - | |
| RO | Dealing in securities | 2025-12-24 | - | |
| Emperor Asset Management Limited | RO | Advising on securities | 2025-06-26 | - |
| RO | Asset management | 2025-06-26 | - | |
| EMPEROR SECURITIES LIMITED (HK) | RO | Advising on securities | 2025-06-26 | - |
| RO | Dealing in securities | 2025-06-26 | - | |
| Emperor Wealth Management Limited | RO | Advising on securities | 2025-06-26 | - |
| RO | Dealing in securities | 2025-06-26 | - | |
| Crosby Securities Limited | RO | Asset management | 2022-08-01 | 2025-04-15 |
| RO | Advising on securities | 2017-05-05 | 2025-04-15 | |
| RO | Dealing in securities | 2017-05-05 | 2025-04-15 | |
| Rep | Asset management | 2015-12-09 | 2022-08-01 | |
| Rep | Advising on securities | 2015-10-08 | 2017-05-05 | |
| Rep | Dealing in securities | 2015-10-08 | 2017-05-05 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2014-09-30 | 2015-09-18 |
| Rep | Dealing in securities | 2014-09-30 | 2015-09-18 | |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-07-07 | 2007-08-03 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-07-07 | 2007-08-03 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-07-07 | 2006-07-01 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-07-07 | 2006-07-01 |
No HKMA registrations in the collected records.