| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CTI Capital Hong Kong Limited | RO | Dealing in securities | 2016-07-11 | - |
| RO | Advising on securities | 2015-06-05 | - | |
| Rep | Asset management | 2015-02-03 | - | |
| Rep | Advising on securities | 2015-02-03 | 2015-06-05 | |
| CTI Capital Management Limited (HK) | Rep | Advising on securities | 2014-11-06 | 2015-01-19 |
| Rep | Asset management | 2014-11-06 | 2015-01-19 | |
| BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2005-07-06 | 2008-05-30 |
No HKMA registrations in the collected records.