Personnel Hong Kong SFC License Details (ID 116306)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CTI Capital Hong Kong Limited	RO	Dealing in securities	2016-07-11	-
	RO	Advising on securities	2015-06-05	-
	Rep	Asset management	2015-02-03	-
	Rep	Advising on securities	2015-02-03	2015-06-05
CTI Capital Management Limited (HK)	Rep	Advising on securities	2014-11-06	2015-01-19
	Rep	Asset management	2014-11-06	2015-01-19
BEAR STEARNS ASIA LIMITED	Rep	Dealing in securities	2005-07-06	2008-05-30