Personnel Hong Kong SFC License Details (ID 116317)

Personnel Hong Kong SFC License Details (ID 116317)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-09-17	2009-05-18
	Rep	Advising on securities	2007-09-17	2009-05-18
	Rep	Dealing in securities	2007-09-17	2009-05-18
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-09-17	2009-05-18
	Rep	Advising on securities	2007-09-17	2009-05-18
	Rep	Dealing in securities	2007-09-17	2009-05-18
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2005-07-08	2007-08-13
	Rep	Advising on securities	2005-07-08	2007-08-13
	Rep	Dealing in securities	2005-07-08	2007-08-13