Personnel Hong Kong SFC License Details (ID 116323)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-01-13	2014-04-25
	Rep	Advising on securities	2012-01-13	2014-04-25
	Rep	Dealing in securities	2012-01-13	2014-04-25
Standard Chartered Securities (Hong Kong) Limited	Rep	Dealing in securities	2006-05-25	2007-03-30
	Rep	Advising on corporate finance	2006-05-09	2007-03-30
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2005-07-06	2006-04-28