Chan, To (SFC:AMF426) 陳濤

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2017-10-04	-
	Rep	Asset management	2017-10-04	-
BEA Union Investment Management Limited	Rep	Advising on securities	2007-07-06	2010-01-14
	Rep	Asset management	2007-07-06	2010-01-14
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	Advising on securities	2006-03-15	2006-05-02
FIRST SHANGHAI SECURITIES LIMITED	Rep	Advising on securities	2005-08-16	2005-11-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2017-10-04	-
	Rep	Asset management	2017-10-04	-
BEA Union Investment Management Limited	Rep	Advising on securities	2007-07-06	2010-01-14
	Rep	Asset management	2007-07-06	2010-01-14
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	Advising on securities	2006-03-15	2006-05-02
FIRST SHANGHAI SECURITIES LIMITED	Rep	Advising on securities	2005-08-16	2005-11-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.