| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2008-11-07 | 2010-04-19 |
| Rep | Dealing in futures contracts | 2008-11-07 | 2010-04-19 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2007-10-01 | 2008-11-24 |
| Rep | Dealing in futures contracts | 2007-10-01 | 2008-11-24 |
| RO | Providing automated trading services | 2006-01-23 | 2007-10-01 |
| RO | Dealing in futures contracts | 2006-01-23 | 2007-10-01 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-07-13 | 2010-04-19 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2005-07-13 | 2006-01-23 |
| Rep | Dealing in futures contracts | 2005-07-13 | 2006-01-23 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2005-07-13 | 2010-04-19 |