Personnel Hong Kong SFC License Details (ID 116373)

Personnel Hong Kong SFC License Details (ID 116373)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2026-02-24	-
	Rep	Dealing in securities	2026-02-24	-
BNY Mellon Investment Management Hong Kong Limited	RO	Advising on securities	2011-04-19	2025-08-29
	RO	Asset management	2011-04-19	2025-08-29
	RO	Dealing in securities	2011-04-19	2025-08-29
	Rep	Advising on securities	2008-07-15	2011-04-19
	Rep	Asset management	2008-07-15	2011-04-19
	Rep	Dealing in securities	2008-07-15	2011-04-19
MELLON GLOBAL INVESTMENTS ASIA LIMITED	Rep	Advising on securities	2005-07-13	2008-08-01
	Rep	Asset management	2005-07-13	2008-08-01
	Rep	Dealing in securities	2005-07-13	2008-08-01