Personnel Hong Kong SFC License Details (ID 11638816)

Personnel Hong Kong SFC License Details (ID 11638816)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2024-01-19	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2024-01-19	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2022-02-04	2023-12-31
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2022-02-04	2023-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2022-02-04	2023-12-31
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2022-02-04	2023-12-31
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2022-02-04	2023-12-31
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2017-06-19	2022-01-07
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2017-06-19	2022-01-07