| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Going Securities Limited | RO | Advising on futures contracts | 2024-10-17 | - |
| RO | Dealing in futures contracts | 2024-10-17 | - | |
| RO | Dealing in securities | 2023-10-03 | - | |
| RO | Advising on securities | 2023-06-13 | - | |
| RO | Asset management | 2023-06-13 | - | |
| Novel Wealth Management Limited | RO | Advising on securities | 2021-04-12 | 2023-04-30 |
| RO | Asset management | 2021-04-12 | 2023-04-30 | |
| RO | Dealing in securities | 2021-04-12 | 2023-04-30 | |
| Lindale Capital Limited | RO | Advising on securities | 2020-07-06 | 2021-03-19 |
| RO | Asset management | 2020-07-06 | 2021-03-19 | |
| RO | Dealing in securities | 2020-07-06 | 2021-03-19 | |
| CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | Advising on securities | 2018-01-17 | 2020-07-05 |
| RO | Asset management | 2018-01-17 | 2020-07-05 | |
| RO | Dealing in securities | 2018-01-17 | 2020-07-05 | |
| Rep | Advising on securities | 2017-06-19 | 2018-01-17 | |
| Rep | Asset management | 2017-06-19 | 2018-01-17 | |
| Rep | Dealing in securities | 2017-06-19 | 2018-01-17 |
No HKMA registrations in the collected records.