Personnel Hong Kong SFC License Details (ID 116390)

Personnel Hong Kong SFC License Details (ID 116390)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Golden Hen Securities and Futures Limited	Rep	Dealing in securities	2013-03-01	2013-07-22
	Rep	Dealing in futures contracts	2012-01-03	2013-07-22
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2009-08-28	2011-05-16
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2008-06-19	2011-05-16
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2008-03-06	2009-01-23
Asia Pacific Securities Limited	Rep	Dealing in securities	2006-08-09	2006-12-31
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2006-08-09	2006-12-31
GT CAPITAL LIMITED	Rep	Dealing in futures contracts	2006-06-20	2006-07-31
	Rep	Dealing in securities	2006-06-20	2006-07-31
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-08-23	2006-05-19
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-08-23	2006-05-19