Personnel Hong Kong SFC License Details (ID 11639058)

Personnel Hong Kong SFC License Details (ID 11639058)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2022-03-24	2025-11-26
	Rep	Dealing in futures contracts	2022-03-24	2025-11-26
	Rep	Dealing in securities	2022-03-24	2025-11-26
Kaisa Financial Group Company Limited	Rep	Dealing in securities	2020-06-23	2021-11-05
LUZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-04-10	2020-04-30
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2018-04-12	2019-03-01
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2018-04-12	2019-03-01
HGNH International Forex Co., Limited	Rep	Leveraged foreign exchange trading	2017-06-19	2018-03-02
HGNH International Futures Co., Limited	Rep	Dealing in futures contracts	2017-06-19	2018-03-02
HGNH International Securities Co., Limited	Rep	Dealing in securities	2017-06-19	2018-03-02