Personnel Hong Kong SFC License Details (ID 11639101)

Personnel Hong Kong SFC License Details (ID 11639101)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2018-11-01	2018-11-09
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2018-11-01	2018-11-09
	Rep	Dealing in securities	2018-11-01	2018-11-09
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2017-06-19	2017-06-21
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2017-06-19	2017-06-21
	Rep	Dealing in securities	2017-06-19	2017-06-21