Lin, Yuri Yee-Lee

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PACIFIC HARBOR HOLDINGS, LIMITED	RO	Asset management	2019-03-15	-
NATIXIS ASIA LIMITED	RO	Advising on securities	2014-01-28	2015-12-18
	RO	Dealing in securities	2014-01-28	2015-12-18
	Rep	Advising on securities	2013-12-18	2014-01-28
	Rep	Dealing in securities	2013-12-18	2014-01-28
	Rep	Advising on futures contracts	2013-12-18	2015-12-18
	Rep	Dealing in futures contracts	2013-12-18	2015-12-18
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2005-07-20	2006-04-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PACIFIC HARBOR HOLDINGS, LIMITED	RO	Asset management	2019-03-15	-
NATIXIS ASIA LIMITED	RO	Advising on securities	2014-01-28	2015-12-18
	RO	Dealing in securities	2014-01-28	2015-12-18
	Rep	Advising on securities	2013-12-18	2014-01-28
	Rep	Dealing in securities	2013-12-18	2014-01-28
	Rep	Advising on futures contracts	2013-12-18	2015-12-18
	Rep	Dealing in futures contracts	2013-12-18	2015-12-18
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2005-07-20	2006-04-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.