| Original Group Securities Limited | RO | Dealing in securities | 2016-12-15 | 2017-04-30 |
| SUPREME CHINA SECURITIES LIMITED | RO | Dealing in securities | 2014-10-10 | 2016-06-30 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-09-26 | 2014-07-02 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-09-26 | 2014-07-02 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2011-09-14 | 2012-09-15 |
| CMBC SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2011-09-14 | 2012-09-15 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-08-22 | 2011-09-14 |
| CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-08-22 | 2011-09-14 |
| ORIENTAL WEALTH FUTURES LIMITED | RO | Dealing in futures contracts | 2011-08-02 | 2011-08-14 |
| ORIENTAL WEALTH SECURITIES LIMITED | RO | Dealing in securities | 2011-03-10 | 2011-08-14 |
| ORIENTAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-10 | 2011-08-02 |
| ORIENTAL WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2008-09-25 | 2011-03-10 |
| CVP Securities Limited | Rep | Dealing in futures contracts | 2005-09-07 | 2008-07-31 |
| Rep | Dealing in securities | 2005-09-07 | 2008-07-31 |