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Wong, Yan (SFC:AMG970) 王欣 Hong Kong SFC License Details (ID 116433)
Wong, Yan (SFC:AMG970) 王欣
SFC ID:
AMG970
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
BNP PARIBAS SECURITIES (ASIA) LIMITED
Rep
Dealing in securities
2017-03-10
2024-05-31
HSBC SECURITIES (ASIA) LIMITED
Rep
Dealing in securities
2005-07-21
2005-11-14