Yin, Phillip Tk 嚴正剛

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHARLES SCHWAB, HONG KONG, LIMITED	Rep	Advising on futures contracts	2006-07-28	2007-09-04
	Rep	Advising on securities	2006-07-28	2007-09-04
	Rep	Dealing in securities	2006-07-28	2007-09-04
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2005-07-22	2005-10-07
	Rep	Asset management	2005-07-22	2005-10-07
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2005-07-22	2005-10-07
	Rep	Asset management	2005-07-22	2005-10-07
	Rep	Dealing in securities	2005-07-22	2005-10-07

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHARLES SCHWAB, HONG KONG, LIMITED	Rep	Advising on futures contracts	2006-07-28	2007-09-04
	Rep	Advising on securities	2006-07-28	2007-09-04
	Rep	Dealing in securities	2006-07-28	2007-09-04
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2005-07-22	2005-10-07
	Rep	Asset management	2005-07-22	2005-10-07
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2005-07-22	2005-10-07
	Rep	Asset management	2005-07-22	2005-10-07
	Rep	Dealing in securities	2005-07-22	2005-10-07