Personnel SFC Licences and HKMA Registrations (ID 116475)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Winner Zone Asset Management Limited	Rep	Advising on securities	2025-07-08	-
	Rep	Asset management	2025-07-08	-
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-02	2011-04-26
	Rep	Advising on securities	2005-09-16	2010-06-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.