Personnel Hong Kong SFC License Details (ID 116484)

Personnel Hong Kong SFC License Details (ID 116484)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guosen Securities (HK) Brokerage Company, Limited	RO	Advising on securities	2022-08-23	-
	RO	Dealing in securities	2022-08-23	-
	RO	Advising on futures contracts	2016-04-26	-
	RO	Dealing in futures contracts	2016-04-26	-
	Rep	Advising on securities	2015-11-02	2022-08-23
	Rep	Dealing in futures contracts	2011-09-23	2016-04-26
	Rep	Dealing in securities	2011-09-23	2022-08-23
Rifa Futures Limited	Rep	Dealing in futures contracts	2010-09-03	2011-07-18
Rifa Securities Limited	Rep	Dealing in securities	2010-09-03	2011-07-18
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in futures contracts	2006-07-03	2010-08-31
	Rep	Dealing in securities	2006-07-03	2010-08-31
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2005-07-29	2006-06-26