Personnel Hong Kong SFC License Details (ID 116516)

Personnel Hong Kong SFC License Details (ID 116516)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BC Asia Asset Management Limited	RO	Asset management	2021-06-30	2021-11-05
	RO	Dealing in securities	2021-06-30	2021-11-05
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Dealing in securities	2014-01-17	2015-09-25
	Rep	Advising on futures contracts	2012-06-01	2015-09-25
	Rep	Dealing in futures contracts	2012-06-01	2015-09-25
	Rep	Advising on futures contracts	2008-06-24	2010-09-17
	Rep	Advising on securities	2008-06-24	2010-09-17
	Rep	Dealing in futures contracts	2008-06-05	2010-09-17
	Rep	Dealing in securities	2008-06-05	2010-09-17
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2006-08-18	2009-11-23
	Rep	Dealing in securities	2005-08-08	2009-11-23