| SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-09-06 | 2026-02-13 |
| Rep | Dealing in securities | 2017-01-16 | 2026-02-13 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2011-09-26 | 2012-02-23 |
| Rep | Advising on securities | 2011-09-26 | 2012-02-23 |
| Rep | Advising on futures contracts | 2008-05-22 | 2011-04-06 |
| Rep | Advising on securities | 2008-05-22 | 2011-04-06 |
| Rep | Dealing in futures contracts | 2008-05-22 | 2011-04-06 |
| Rep | Dealing in securities | 2008-05-22 | 2011-04-06 |
| BEAR STEARNS ASIA LIMITED | Rep | Advising on futures contracts | 2008-04-23 | 2009-11-23 |
| Rep | Advising on securities | 2008-04-23 | 2009-11-23 |
| Rep | Dealing in futures contracts | 2008-04-23 | 2009-11-23 |
| Rep | Dealing in securities | 2008-03-18 | 2009-11-23 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-08-08 | 2008-02-18 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2005-08-08 | 2008-02-18 |