Personnel Hong Kong SFC License Details (ID 116558)

Personnel Hong Kong SFC License Details (ID 116558)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NF Trinity Capital (Hong Kong) Limited	Rep	Dealing in securities	2017-09-07	2019-02-07
	Rep	Advising on securities	2016-03-30	2019-02-07
	Rep	Asset management	2016-03-30	2019-02-07
Safari Asia Limited	Rep	Advising on securities	2012-06-01	2012-09-17
	Rep	Asset management	2012-06-01	2012-09-17
Hamilton Lane (Hong Kong) Limited	Rep	Advising on securities	2012-03-13	2012-05-16
	Rep	Dealing in securities	2012-03-13	2012-05-16
ICG Asia Pacific Limited	Rep	Advising on securities	2008-06-27	2009-01-31
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2006-05-16	2008-01-07
	Rep	Advising on securities	2006-05-16	2008-01-07
	Rep	Dealing in securities	2005-08-08	2008-01-07