Webb-site Legacy

Ng, Burgess Hon Ki 吳漢基

SFC ID:AMJ198

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OnePlatform Asset Management Limited	Rep	Dealing in securities	2014-04-16	2018-06-12
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2009-03-24	2009-11-14
	Rep	Dealing in securities	2009-03-24	2009-11-14
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	RO	Advising on securities	2007-12-20	2009-01-22
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2007-12-20	2009-01-22
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2007-12-05	2007-12-20
Sun Life Hong Kong Limited	Rep	Advising on securities	2005-09-10	2007-11-22