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Shum, Ivan Kwok Leung 沈國樑 Hong Kong SFC License Details (ID 116613)
Shum, Ivan Kwok Leung 沈國樑
SFC ID:
AMJ201
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Sun Life Hong Kong Limited
Rep
Advising on securities
2005-10-14
2009-05-31