Personnel Hong Kong SFC License Details (ID 116616)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Asia Securities Limited	Rep	Dealing in securities	2025-02-17	-
CLSA RESEARCH LIMITED	Rep	Advising on securities	2009-04-03	2009-08-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2006-01-27	2007-06-27
	Rep	Advising on securities	2005-08-15	2005-08-16